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Securities Law

Financial Services readers need to know about securities and the laws that govern creation, structure, use, and other information.

Options Hedging Limits
Using options for hedging purposes concerns individual and institutional investors. Limits circumscribe the number of options contracts that an investor may own.

5 Things Advisors Need to Know About Private Placements
The SEC recently changed some regulations governing private placement securities. Here's what you need to know.

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