Financial Services: Most Popular Articles
This is an article about how to deduct business mileage on your tax return. The article also discusses how to deduct medical miles for tax purposes. If you're looking for information about how to deduct business miles on your tax return, you've come to the right place. File a Schedule A along with the IRS 1040 tax return to claim business miles and medical miles deductions.
This is an article about banks and financial institutions in financial services. If you're wondering about what kinds of banks operate and the types of financial services banks offer to customers, you've come to the right place.
Using options for hedging purposes concerns individual and institutional investors. Limits circumscribe the number of options contracts that an investor may own.
Webinars are a great way to engage with clients and prospects, establish expertise and promote your financial services.
Learn about equity warrants as long-term options or financing vehicles.
You have 18 months to pass all four sections, if you don’t pass FAR on the first try, you can use what you learned to pass the other three sections.
Fee-based business is growing and advisors are switching compensation modes to attract more affluent clients and increase revenue.
This is an article about CFA compensation. If you're looking for information about chartered financial analyst compensation, you've come to the right place.
This is the definition of the creation of a hybrid financial transaction known as debt-to-equity swap.
How financial professionals can improve email marketing campaigns online
Designations and Certifications. Financial Services.
This is an article about the Dow Gold Ratio. If you're looking for information about the gold-to-market or Dow Gold Ratio, you've come to the right place.
It's common to get caught up with the work involved in managing clients and forget to prospect. Here are a few ideas to get you started.
This is an article about how to pass the CFA Level II Exam. The CFA Level II exam is part of a three-part exam series given by the CFA Institute to prospective CFA charter holders. If you're looking for information on how to pass the CFA Level II exam, you've come to the right place.
This is an article about how to study for the CPA Exam. If you're looking for suggestions about how to choose study and review guides for the AICPA exam, you've come to the right place.
Professional designations like the CFP® and the ChFC® may help differentiate you from your competition and show clients that you value professional education. Here are a few things you should know about each credential.
Pros and Cons of Owning Assets Like Gold
CEO compensation remains a debated topic in the United States as fewer people have health insurance. According to the U.S. Census in 2010, almost 51 million Americans don't have health insurance. CEO compensation, along with executive management compensation, angers citizens and confounds regulators.
This is an article about how to prepare for the Cfa Level I exam. If you're looking for information about the CFA Level I exam, you've come to the right place.
Successfully passing the Level I, II, or III CFA exams is a tough challenge. Here are five mistakes that you don't want to make as a CFA exam candidate.
Mortgage loan practices of only a few years ago have changed to protect lenders and homeowners. Self-employed clients may seek financial advisor input about refinancing and using traditional or conventional mortgage products.
Orlando, Florida needs accountants and tax advisors. Home to tourism, hospitality, and entertainment employers as well as research, aeronautics, and technology employers, the metropolitan area lost financial advisors during the 2008-2009 year.
Determine whether your CFA or CFP exam expenses are tax deductible.
This is an article about cold calling techniques and prospecting for new financial services clients. If you're looking for information about cold calling techniques, you've come to the right place.
Fun client events are a great differentiator between you and the competition and can boost referrals.
Segmenting your book of clients is a great way to improve service, profitability and grow your bottom line.
This is an article about dark liquidity pools, also known as dark pools. If you're looking for information about dark pools and dark liquidity, you've come to the right place.
This article describes the requirements of the Dodd Frank Act to hedge funds in 2011. If you're looking for information about how the Dodd Frank Act changes affect hedge funds, you've come to the right place.
Certified Public Accountants own one of the most respected designations within the wealth management universe. CPAs rule the field of taxation. Investors realize the necessity of keeping as much of what they earn as possible. CPAs remain in demand as wealth management professionals. CPA specialization remains on the rise.
Chartered Financial Analysts possess the knowledge and training to analyze investments. Sell-side analysts work with investment banking and mediate conflicts-of-interest as part of their process. Buy-side analysts evaluate investments based upon their investment merit. Both sides of the street admire this credential and the value it represents to an employer organization.
This article is part of a series about how to pass the CPA exam by Chris Ferro CPA. If you're looking for information about how to pass the AICPA CPA exam, you've come to the right place.
Chartered Financial Analyst (CFA) Jobs
This article is about how to pass the CPA exam by Professor Joe Hoyle. If you're looking for free information about how to pass the CPA exam, you've come to the right place.
Ever been to a networking event and not known how to introduce yourself or start a conversation? This might be a problem only some of us have, but I have
Understand how much the CFA designation can help your salary and career prospects.
Discover some last-minute exam strategies that can boost your score.
Are your clients confused about Federal Reserve Quantitative Easing? Here are some ways that you can reassure them and set their minds at ease.
With more than one million Americans divorcing each year, becoming a Certified Divorce Financial Analyst can be a smart move for your business.
This is an article about the AICPA CPA exam and questions on the exam. If you're looking for information about how to study for and pass the CPA exam, you've come to the right place.
Licensed International Financial Analyst (LIFA) designation is considered competitive with the Chartered Financial Analyst designation. The International Research Association awards the designation after passing three study level examinations. Lower pass rates, according to IRA, will maintain the value of the designation.
This article is part of a series about how to pass the CPA exam. If you're looking for information about how to pass the CPA exam, you've come to the right place. Chris Ferro CPA informs readers about how to schedule, review, and prepare for the exam.
This is an article about how to pass the CPA exam. If you're looking for information about the CPA exam, you've come to the right place.
Certified Financial Planners work closely with their clients to define money objectives and goals. Using information supplied by the client, CFPs design plans to put clients on track regarding savings, investment, taxes, education, trusts, and retirement plans. CFPs then work with clients to implement the plan by selecting appropriate securities and/or financial products.
This is an article about CPA exam questions, answered by Professor Joe Ben Hoyle of the University of Richmond. Professor Hoyle has been helping future CPAs prepare for the AICPA exam since 1980. If you're looking for information about CPA exam questions and how to pass the CPA exam, you've come to the right place.
Chartered Alternative Investment Analyst (CAIA)
Cleveland, Ohio has suffered economic decline for almost 20 years. More CPAs are needed in Cleveland and Cuyahoga County, Ohio.
Job Boards help candidates identify the universe of available job openings. Use job boards to assess the competitive universe.
Beta Coefficient. Financial Services.
Top Ten Employer Firms. Financial Services.
This is an article about certified financial planners and how they work. If you're looking for information about how to become a financial planner or how to build a financial planning practice, you've come to the right place.
This article discusses how to create a study plan to pass the AICPA CPA exam. If you're looking for information about how to prepare for, then pass, the CPA exam, you've come to the right place.
Chartered Financial Consultant (ChFC®)
The SEC recently changed some regulations governing private placement securities. Here's what you need to know.
Municipal bonds help higher tax bracket investors earn more money. The coupon interest paid on municipal bonds is tax free, usually at the federal and state level. Some bonds, such as New York City municipal bonds, are triple tax free. No city, state or federal taxes are owed when residents of New York buy these issues. Advisors can help clients avoid pitfalls by selecting high quality municipal bonds and bond funds.
Find out important information about how the Facebook Pages recommendations can affect your firm.
Use these tips to help make this year a great one for your practice.
Earning professional designations can help increase your earnings as a financial professional.
Chartered Life Underwriter (CLU®)
Don't make the mistake of neglecting succession planning.
Use a risk assessment questionnaire to gauge a client's market knowledge and perspective.
Hiring additional staff can reduce your administrative burden but will add to your overhead. Here are some questions you can use to help determine when you actually need to hire new employees.
FINRA Series 7 Glossary Term. Financial Services.
Learn the secrets that top producers use to build deeper client relationships and take their firms to the top.
Many financial professionals don't make the most of the tax deductions available to them.
This is an article about how to pass the CPA exam by Chris Ferro, CPA. If you're looking for information about how to pass this challenging exam, you've come to the right place.
Research shows that your body language affects your self perception as well as others' perception of you. Change your mindset and improve self confidence by changing your body language.
This is an article about how financial services firms are allowing financial advisors to use social networks like LinkedIn, Twitter, Facebook, AdvisorTLC, and others. If you're looking for information about financial advisors and social networks, you've come to the right place.
Affluent clients are the lifeblood of a healthy financial practice. Here are some strategies to attract and retain these valuable clients.
Keeping the right balance between serving existing clients and bringing in new ones can be tough and most advisers have experienced a stretch of time where no
Attest Function Glossary Term. Financial Services.
Gold Glossary Term. Financial Services.
Financial Accounting Glossary Term
Preferred stock issuance provides companies with capital. A company's preferred stock may be owned by other corporations due to favorable tax treatment of these shares. Individuals may own preferred stocks because of price stability and higher than average dividend yields.
Each broker-dealer, asset manager, or proprietary trading firm has an individual persona. Goldman Sachs has been known as a leader in providing ahead-of-the-curve insight to institutions and affluent individuals, families and businesses for decades. This article provides an overview of Goldman Sachs and the firm's businesses.
An increasing number of firms are moving away from traditional compensation structures and are prioritizing client satisfaction measures alongside production.
Interest rate derivatives help clients to exchange cash flows with another customer. This is a sophisticated product with a lot of flexibility.
The CFA charter is a great way to differentiate yourself from your competition and expand your knowledge.
Book of Business Glossary Term. Financial Services.
How to determine the best financial career certification and designation.
This is an article about the history of individual gold ownership in the United States and Executive order 6102 signed by President Franklin D. Roosevelt in 1933.
This is an article about how financial services firms are using mobile technology, apps, and proprietary platforms to attract new customers while maintaining an existing customer base. If you're looking for information about financial services firms and mobile technologies, you've come to the right place.
Portfolio Analysis definition. Financial Services.
Asset Allocation Glossary Term. Financial Services.
Financial Risk Manager (FRM®)
Certified Public Accountant Jobs
Tampa Bay, Florida continues to attract more residents. Whether building a business or in retirement, Tampa Bay needs financial advisors, wealth managers, CPAs and financial analysts.
Unconscious gender bias and mistakes in the way you treat women may be preventing you from forming important relationships with women clients.
This article describes ways to generate sales leads for financial advisors.
As 401(k)s become more popular, financial advisers have a great opportunity to build their business through this growing market.
A new dynamic retirement income planning model shows that the old 4 percent rule isn't valid in today's turbulent markets.
Technical Analysis Glossary Term
Financial Planning Certifications and Designations for the Insurance Industry
This is an article about insider trading. If you're looking for information about the laws that define insiders of publicly traded companies' stock, you've come to the right place.
The Series 66 exam is required of financial professionals seeking to become investment advisors in the United States.
Annuities are complex financial instruments that clients may find confusing. Help educate them about their options with these helpful tips.
The Securities Exchange Act of 1934 regulates securities trading on the secondary market in the United States.
Leverage LinkedIn to network and fill your prospecting funnel.
This article reviews VisualCV.com. If you're looking for more information about VisualCV.com, you've come to the right place. Readers learn more about the site's usefulness for developing business, clients, employees or new jobs. Job seekers search VisualCV's database to identify new employers and jobs.
This is an article about inflation and interest rates. If you're looking for information about inflation and interest rates, you've come to the right place.
Assist your client in reviewing the steps needed to arrange a 401k rollover to an IRA account.
Past clients can be great sources of referrals, feedback, and future business. If your relationship ended on a positive note, don't neglect this important audience.
Designations and certifications help professionals gain the positive attention of the alternative investment industry. A variety of alternatives to the CFA credential exist, including the Licensed International Financial Analyst (LIFA), Chartered Alternative Investment Analyst (CAIA), Certified Hedge Fund Professional (CHP, and Financial Risk Manager (FRM).
The Securities Act of 1933 regulates securities in the United States at the federal level.
Financial Advisor Glossary Term. Financial Services.
Women are becoming a growing niche market for financial professionals. In order to attract and retain women clients, financial advisers must understand their needs and position themselves to take advantage of this underserved market.
This is an article about how to avoid an IRS tax audit. If you're a small business owner or small proprietor, you've come to the right place for information about tax planning and tax audit.
Here are some tips to help new financial advisors start achieving success in financial services.
This is an article about helping your client properly name beneficiaries according to an estate plan or will. If you're looking for information about estate planning, you've come to the right place.
This article is part of a hub article about the types of financial advisors.
Financial advisors must learn more about alternative investments. Many clients invest in alternative assets. Learn about any of your customer's concerns about securities markets and financial assets.
Dow Jones Industrial Index Glossary Term
February's been quite the month in the markets and a lot of advisors have been taking the step of reaching out to their clients for education and reassurance.
Do you want to know how to protect financial advisor from getting sued or being sent to securities arbitration?
Broker-Dealer Glossary Term. Financial Services.
Fundamental Analysis Glossary Term
Financial services industry compensation is changing and financial advisors should stay on top of compensation trends to protect their profitability.
This is an article about how to pass the AICPA CPA exam. If you're looking for answers about how to take and pass the CPA exam, you've come to the right place. Professor Joe Hoyle answers student questions about the CPA exam.
Photo Credit: © Julesunlimited Grow your business by learning the lay of the land. If you work at a large
Certified Employee Benefits Specialist
Guide review of Resume Companion
Recap of gifting vehicles for advisors.
Use these three simple tasks to deepen relationships with HNW clients without taking up a lot of time.
Investment Theory Glossary Term. Financial Services.
It can be hard to find time to participate in social media. Use these tricks to optimize your time and boost your impact.
This is an article about private banks and bankers. It is part of a hub article about the types of financial advisors.
Certified Hedge Fund Professional (CHP)
This is an article about selling securities of a closely-held company. If you're looking for information about selling securities in a closely-held company, you've come to the right place.
This is an article about proposed fee-based compensation changes in the health insurance industry. If you're looking for information about healthcare insurance sales and producer compensation practices, you've come to the right place.
Miami, Florida's business outlook is positive for CPAs, financial advisors, financial analysts and wealth managers. Home to corporations, asset managers, hedge funds, private banks, and international financial institutions, Miami offers opportunity to financial professionals.
Helping clients through their financial fears can be one of the best ways to establish trust and build a strong relationship.
This is an article about how to be a competent tax return preparer. If you're looking for information about how to be considered a competent tax return preparer, you've come to the right place.
Creating excellent content and targeting the right niche is key to getting the most out of a public speaking prospecting strategy.
As advisory firms chase clients and work to increase scalability, technology platforms such as a Turnkey Financial Planning Programs (TFPPs) to expand their offerings.
This is an article about multifamily or family offices. It is part of a hub article about the types of financial advisors.
NASAA is an organization that regulates the Uniform Securities Act in the Unites States and other countries.
Email marketing is one of the most effective and low-cost ways to convert prospects and stay in touch with clients.
Become a trusted advisor by helping clients manage anxiety and navigate turbulent market conditions.
This is an article about how to survive a financial advisor layoff in financial services. Not all broker-dealers, banks, insurance companies, financial planning firms, and wealth management companies suit all financial advisors. Take the pause, if you're laid off, to identify a firm that matches your vision of how to build a financial services practice and book of business. Some of the most successful financial advisors build a practice more slowly than an employer wishes.
Events are a great way to deepen client relationships and spend valuable time with hot prospects. Here's how to create events that will amaze wealthy and ultra-wealthy investors.
The Dodd-Frank Act promised sweeping financial reform and consumer protection. Dodd-Frank provides for greater enforcement and supervision of hedge funds and investment advisors. Under former state regulation, these firms seldom interacted with regulators. Dodd-Frank requires the employment of compliance professionals. The SEC plans on-site meetings or collection of information by mail to include items like 10 largest profitable/loss trades.
This is a review of AdvisorTLC, a resource used by financial advisors to communicate with current and prospective clients.
This is an article about the most recent Economic Pulse poll published by Citibank in April 2011. If you're looking for information about consumer responses to economic conditions, and financial advisor responses to the information, you've come to the right place.
Women are an important and growing demographic in financial services. Don't make these critical mistakes in your practice.
This is an article about China's economy and the impact of the 2011 global debt crisis. China's economy shows signs of cooling as lenders tighten access to borrowed money. The migration of Chinese workers from the center of the country to the cities has driven the China housing market. Housing prices in China show signs of weakness.
This is an article about philanthropic planners and advisors. It is part of a hub article about the types of different financial advisors.
Financial services firms are increasingly turning to the hybrid RIA model to gain the flexibility and benefits of commission-based and fee-based services.
Stock Market Indicators. Financial Services.
Your website can be a valuable marketing tool. Here are some ways to achieve a better return on your marketing investment.
Priceline.com is an example of a high volatility, high risk-to-reward stock.