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Financial Services: Most Popular Articles

These articles are the most popular over the last month.
4 Steps for Deducting Business and Medical...
This is an article about how to deduct business mileage on your tax return. The article also discusses how to deduct medical miles for tax purposes. If you're looking for information about how to deduct business miles on your tax return, you've come to the right place. File a Schedule A along with the IRS 1040 tax return to claim business miles and medical miles deductions.
Types of Banks and Financial Institutions to Know
This is an article about banks and financial institutions in financial services. If you're wondering about what kinds of banks operate and the types of financial services banks offer to customers, you've come to the right place.
Debt-to-Equity Swap
This is the definition of the creation of a hybrid financial transaction known as debt-to-equity swap.
Can you Deduct CFA or CFP Expenses on Your Taxes?
Determine whether your CFA or CFP exam expenses are tax deductible.
Direct Stock Purchase Plan
Direct Stock Purchase Plan Glossary Term
How to Pass the FAR Section on Your CPA Exam
You have 18 months to pass all four sections, if you don’t pass FAR on the first try, you can use what you learned to pass the other three sections.
CFA Average Compensation
This is an article about CFA compensation. If you're looking for information about chartered financial analyst compensation, you've come to the right place.
How to Study for the CPA Exam
This is an article about how to study for the CPA Exam. If you're looking for suggestions about how to choose study and review guides for the AICPA exam, you've come to the right place.
Pass the CFA Level II Exam with These Tips
This is an article about how to pass the CFA Level II Exam. The CFA Level II exam is part of a three-part exam series given by the CFA Institute to prospective CFA charter holders. If you're looking for information on how to pass the CFA Level II exam, you've come to the right place.
5 Prospecting Ideas for Financial Advisers
It's common to get caught up with the work involved in managing clients and forget to prospect. Here are a few ideas to get you started.
CFP® vs ChFC®: What Advisors Should...
Professional designations like the CFP® and the ChFC® may help differentiate you from your competition and show clients that you value professional education. Here are a few things you should know about each credential.
Your CPA Exam Questions Answered: Part 2
This is an article about CPA exam questions, answered by Professor Joe Ben Hoyle of the University of Richmond. Professor Hoyle has been helping future CPAs prepare for the AICPA exam since 1980. If you're looking for information about CPA exam questions and how to pass the CPA exam, you've come to the right place.
Total Compensation of CEOs at Health Insurance...
CEO compensation remains a debated topic in the United States as fewer people have health insurance. According to the U.S. Census in 2010, almost 51 million Americans don't have health insurance. CEO compensation, along with executive management compensation, angers citizens and confounds regulators.
The Dodd-Frank Act Requires Hedge Fund...
This article describes the requirements of the Dodd Frank Act to hedge funds in 2011. If you're looking for information about how the Dodd Frank Act changes affect hedge funds, you've come to the right place.
3 Little-Known Tax Deductions Financial...
Many financial professionals don't make the most of the tax deductions available to them.
How To Prepare For the CFA Level I Exam
This is an article about how to prepare for the Cfa Level I exam. If you're looking for information about the CFA Level I exam, you've come to the right place.
5 Wicked Fun Client Event Ideas
Fun client events are a great differentiator between you and the competition and can boost referrals.
Pros and Cons of Owning Assets Like Gold
Pros and Cons of Owning Assets Like Gold
Securities Loans
Mortgage loan practices of only a few years ago have changed to protect lenders and homeowners. Self-employed clients may seek financial advisor input about refinancing and using traditional or conventional mortgage products.
A Primer About Clearing and Settlements
This article provides information about the clearing and settlement process in the U.S. financial markets. If you're looking for information about how transactions are settled on Wall Street and in the financial markets, you've come to the right place.
5 CFA Exam Mistakes You Don’t Want to Make
Successfully passing the Level I, II, or III CFA exams is a tough challenge. Here are five mistakes that you don't want to make as a CFA exam candidate.
5 Ways Financial Advisors Can Improve Their...
How financial professionals can improve email marketing campaigns online
How to Pass the CPA Exam
This article discusses how to create a study plan to pass the AICPA CPA exam. If you're looking for information about how to prepare for, then pass, the CPA exam, you've come to the right place.
Your Questions Answered About the CPA Exam
This is an article about how to pass the CPA exam. If you're looking for information about the CPA exam, you've come to the right place.
Breaking Down a CFA Salary
Understand how much the CFA designation can help your salary and career prospects.
5 Things Advisors Need to Know About Private...
The SEC recently changed some regulations governing private placement securities. Here's what you need to know.
Financial Risk Manager (FRM®)
Financial Risk Manager (FRM®)
Certified Public Accountant (CPA)
Certified Public Accountants own one of the most respected designations within the wealth management universe. CPAs rule the field of taxation. Investors realize the necessity of keeping as much of what they earn as possible. CPAs remain in demand as wealth management professionals. CPA specialization remains on the rise.
Job Board FAQs
Job Boards help candidates identify the universe of available job openings. Use job boards to assess the competitive universe.
Pass the CPA Exam: Time Management
This article is about how to pass the CPA exam by Professor Joe Hoyle. If you're looking for free information about how to pass the CPA exam, you've come to the right place.
Licensed International Financial Analyst (LIFA)
Licensed International Financial Analyst (LIFA) designation is considered competitive with the Chartered Financial Analyst designation. The International Research Association awards the designation after passing three study level examinations. Lower pass rates, according to IRA, will maintain the value of the designation.
Certified Financial Planner (CFP®)
Certified Financial Planners work closely with their clients to define money objectives and goals. Using information supplied by the client, CFPs design plans to put clients on track regarding savings, investment, taxes, education, trusts, and retirement plans. CFPs then work with clients to implement the plan by selecting appropriate securities and/or financial products.
Financial Advisor
Financial Advisor Glossary Term. Financial Services.
Use Cold Calling To Jump Start or Supplement...
This is an article about cold calling techniques and prospecting for new financial services clients. If you're looking for information about cold calling techniques, you've come to the right place.
CPA Exam: Tackle BEC Next
This article is part of a series about how to pass the CPA exam by Chris Ferro CPA. If you're looking for information about how to pass the AICPA CPA exam, you've come to the right place.
Chartered Alternative Investment Analyst (CAIA)
Chartered Alternative Investment Analyst (CAIA)
Goldman Sachs
Each broker-dealer, asset manager, or proprietary trading firm has an individual persona. Goldman Sachs has been known as a leader in providing ahead-of-the-curve insight to institutions and affluent individuals, families and businesses for decades. This article provides an overview of Goldman Sachs and the firm's businesses.
Bond Options, Swaps and Swaptions
Interest rate derivatives help clients to exchange cash flows with another customer. This is a sophisticated product with a lot of flexibility.
Dow Jones Industrial Average (DJIA)
Dow Jones Industrial Index Glossary Term
Talk to Your Clients About Risk
Use a risk assessment questionnaire to gauge a client's market knowledge and perspective.
Chartered Life Underwriter (CLU®)
Chartered Life Underwriter (CLU®)
Beyond Twitter: Financial Services Firms Use...
This is an article about how financial services firms are using mobile technology, apps, and proprietary platforms to attract new customers while maintaining an existing customer base. If you're looking for information about financial services firms and mobile technologies, you've come to the right place.
Financial Advisors of the Insurance Industry
Financial Planning Certifications and Designations for the Insurance Industry
How to Boost Your Career with Financial...
Earning professional designations can help increase your earnings as a financial professional.
Chartered Financial Analyst (CFA)
Chartered Financial Analysts possess the knowledge and training to analyze investments. Sell-side analysts work with investment banking and mediate conflicts-of-interest as part of their process. Buy-side analysts evaluate investments based upon their investment merit. Both sides of the street admire this credential and the value it represents to an employer organization.
Professor Joe Ben Hoyle Answers EVEN MORE CPA...
This is an article about the AICPA CPA exam and questions on the exam. If you're looking for information about how to study for and pass the CPA exam, you've come to the right place.
Chartered Financial Consultant (ChFC®)
Chartered Financial Consultant (ChFC®)
How to Become a Certified Divorce Financial...
With more than one million Americans divorcing each year, becoming a Certified Divorce Financial Analyst can be a smart move for your business.
Chartered Financial Analyst (CFA) Jobs
Chartered Financial Analyst (CFA) Jobs
5 Habits of Elite Financial Advisors
Learn the secrets that top producers use to build deeper client relationships and take their firms to the top.
Financial Accounting
Financial Accounting Glossary Term
How to Pass the CPA Exam: Part 2
This article is part of a series about how to pass the CPA exam. If you're looking for information about how to pass the CPA exam, you've come to the right place. Chris Ferro CPA informs readers about how to schedule, review, and prepare for the exam.
How To Avoid An IRS Tax Audit
This is an article about how to avoid an IRS tax audit. If you're a small business owner or small proprietor, you've come to the right place for information about tax planning and tax audit.
Financial Advisors and Analysts to Hedge Funds...
Designations and certifications help professionals gain the positive attention of the alternative investment industry. A variety of alternatives to the CFA credential exist, including the Licensed International Financial Analyst (LIFA), Chartered Alternative Investment Analyst (CAIA), Certified Hedge Fund Professional (CHP, and Financial Risk Manager (FRM).
Straight Talk From a Top Financial Planner
This is an article about certified financial planners and how they work. If you're looking for information about how to become a financial planner or how to build a financial planning practice, you've come to the right place.
Companies Write Long-Term Options With Warrants
Learn about equity warrants as long-term options or financing vehicles.
Last-Minute Secrets of the CFA Level 1 Exam
Discover some last-minute exam strategies that can boost your score.
What Are Dark Pools?
This is an article about dark liquidity pools, also known as dark pools. If you're looking for information about dark pools and dark liquidity, you've come to the right place.
FINRA Series 7
FINRA Series 7 Glossary Term. Financial Services.
How to Segment Your Clients
Segmenting your book of clients is a great way to improve service, profitability and grow your bottom line.
Preferred Stock
Preferred stock issuance provides companies with capital. A company's preferred stock may be owned by other corporations due to favorable tax treatment of these shares. Individuals may own preferred stocks because of price stability and higher than average dividend yields.
How to Attract Women Clients
Women are becoming a growing niche market for financial professionals. In order to attract and retain women clients, financial advisers must understand their needs and position themselves to take advantage of this underserved market.
Facebook Update Means Compliance Headache for...
Find out important information about how the Facebook Pages recommendations can affect your firm.
5 Annuity Mistakes Your Clients Should Avoid
Annuities are complex financial instruments that clients may find confusing. Help educate them about their options with these helpful tips.
Options Hedging Limits
Using options for hedging purposes concerns individual and institutional investors. Limits circumscribe the number of options contracts that an investor may own.
Keep More Coupon Income With Tax Free Bonds
Municipal bonds help higher tax bracket investors earn more money. The coupon interest paid on municipal bonds is tax free, usually at the federal and state level. Some bonds, such as New York City municipal bonds, are triple tax free. No city, state or federal taxes are owed when residents of New York buy these issues. Advisors can help clients avoid pitfalls by selecting high quality municipal bonds and bond funds.
A Primer About Clearing & Settlements
This article provides information about the clearing and settlement process in the U.S. financial markets. If you're looking for information about how transactions are settled on Wall Street and in the financial markets, you've come to the right place. This is an interview with Ronnie Eng, an analyst and rising CFA at a major U.S. financial institution. Page 2.
How to Determine the Best Designation or...
How to determine the best financial career certification and designation.
How to Target Affluent Clients
Affluent clients are the lifeblood of a healthy financial practice. Here are some strategies to attract and retain these valuable clients.
Portfolio Analysis
Portfolio Analysis definition. Financial Services.
Cleveland Business Outlook
Cleveland, Ohio has suffered economic decline for almost 20 years. More CPAs are needed in Cleveland and Cuyahoga County, Ohio.
Sunbelt Opportunities For Financial Advisors
Tampa Bay, Florida continues to attract more residents. Whether building a business or in retirement, Tampa Bay needs financial advisors, wealth managers, CPAs and financial analysts.
CFA Essentials: What Financial Advisors Should...
The CFA charter is a great way to differentiate yourself from your competition and expand your knowledge.
At Long Last: Passing the CPA Exam
This is an article about how to pass the CPA exam by Chris Ferro, CPA. If you're looking for information about how to pass this challenging exam, you've come to the right place.
Beta Coefficient
Beta Coefficient. Financial Services.
Investment Theory
Investment Theory Glossary Term. Financial Services.
Interest Rates and Inflation
This is an article about inflation and interest rates. If you're looking for information about inflation and interest rates, you've come to the right place.
Obtain and Maintain Your PTIN
This is an article about how to be a competent tax return preparer. If you're looking for information about how to be considered a competent tax return preparer, you've come to the right place.
Understanding Your Clients’ Biggest Fears
Helping clients through their financial fears can be one of the best ways to establish trust and build a strong relationship.
How to Keep Former Clients in the Loop
Past clients can be great sources of referrals, feedback, and future business. If your relationship ended on a positive note, don't neglect this important audience.
"Hoarding Gold" Was Prohibited by President...
This is an article about the history of individual gold ownership in the United States and Executive order 6102 signed by President Franklin D. Roosevelt in 1933.
Insider Trading Regulations
This is an article about insider trading. If you're looking for information about the laws that define insiders of publicly traded companies' stock, you've come to the right place.
Attest
Attest Function Glossary Term. Financial Services.
5 Tips for New Wealth Managers
Here are some tips to help new financial advisors start achieving success in financial services.
Top Ten Employer Firms
Top Ten Employer Firms. Financial Services.
Presentations & Marketing for Financial...
Boost your prospecting activities and establish yourself as a financial expert with public speaking.
Guide Review of VisualCV.com
This article reviews VisualCV.com. If you're looking for more information about VisualCV.com, you've come to the right place. Readers learn more about the site's usefulness for developing business, clients, employees or new jobs. Job seekers search VisualCV's database to identify new employers and jobs.
China's Economy Cools as Lending Slows
This is an article about China's economy and the impact of the 2011 global debt crisis. China's economy shows signs of cooling as lenders tighten access to borrowed money. The migration of Chinese workers from the center of the country to the cities has driven the China housing market. Housing prices in China show signs of weakness.
A Major International Banking Center
Miami, Florida's business outlook is positive for CPAs, financial advisors, financial analysts and wealth managers. Home to corporations, asset managers, hedge funds, private banks, and international financial institutions, Miami offers opportunity to financial professionals.
4 Tips for Developing a Succession Plan
Don't make the mistake of neglecting succession planning.
Stock Market Indicators
Stock Market Indicators. Financial Services.
Email Marketing Essentials: Financial Marketing...
Email marketing is one of the most effective and low-cost ways to convert prospects and stay in touch with clients.
Chartered Property Casualty Underwriter...
Chartered Property Casualty Underwriter
North American Securities Administrators...
NASAA is an organization that regulates the Uniform Securities Act in the Unites States and other countries.
Healthcare Insurance Commissions: Cut to the Bone
This is an article about proposed fee-based compensation changes in the health insurance industry. If you're looking for information about healthcare insurance sales and producer compensation practices, you've come to the right place.
Variance
Variance Glossary Term. Financial Services.
Certified Employee Benefits Specialist (CEBS)
Certified Employee Benefits Specialist
Broker-Dealer
Broker-Dealer Glossary Term. Financial Services.
China's Economic Climate: Boom or Bust?
This article provides an overview of China's economic climate and investment markets. If you're looking for information about the current status of China's economy, keep reading!
3 Reasons Why the Hybrid RIA Model is Growing
Financial services firms are increasingly turning to the hybrid RIA model to gain the flexibility and benefits of commission-based and fee-based services.
Series 66
The Series 66 exam is required of financial professionals seeking to become investment advisors in the United States.
Orlando's Employers Need Finance and Accounting...
Orlando, Florida needs accountants and tax advisors. Home to tourism, hospitality, and entertainment employers as well as research, aeronautics, and technology employers, the metropolitan area lost financial advisors during the 2008-2009 year.
5 Traits of Top Financial Advisors
Use these tips to help make this year a great one for your practice.
Multifamily or Family Offices
This is an article about multifamily or family offices. It is part of a hub article about the types of financial advisors.
Closely-Held Companies Securities Sales
This is an article about selling securities of a closely-held company. If you're looking for information about selling securities in a closely-held company, you've come to the right place.
Help Your Client Arrange a 401k Rollover
Assist your client in reviewing the steps needed to arrange a 401k rollover to an IRA account.
Are You Doing Enough to Fill your Sales Funnel?
Keeping the right balance between serving existing clients and bringing in new ones can be tough and most advisers have experienced a stretch of time where no
Professor Joe Hoyle Answers Lots More CPA Exam...
This is an article about how to pass the AICPA CPA exam. If you're looking for answers about how to take and pass the CPA exam, you've come to the right place. Professor Joe Hoyle answers student questions about the CPA exam.
Legal Financial Advisors (Attorneys and J.D.s)
This article is part of a hub article about the types of financial advisors.
Private Banks and Bankers
This is an article about private banks and bankers. It is part of a hub article about the types of financial advisors.
5 Ways to Market Yourself During Tax Season
Tax season presents many opportunities to market your services while helping clients with their tax-related challenges.
How To Survive a Financial Advisor Layoff in...
This is an article about how to survive a financial advisor layoff in financial services. Not all broker-dealers, banks, insurance companies, financial planning firms, and wealth management companies suit all financial advisors. Take the pause, if you're laid off, to identify a firm that matches your vision of how to build a financial services practice and book of business. Some of the most successful financial advisors build a practice more slowly than an employer wishes.
Securities Act of 1933
The Securities Act of 1933 regulates securities in the United States at the federal level.
4 Ways to Increase Your 401(k) Business
As 401(k)s become more popular, financial advisers have a great opportunity to build their business through this growing market.
Life Insurance Planning After ATRA
The American Taxpayer Relief Act of 2012 significantly changed the estate planning and insurance planning field.
Why Your Clients Are Waiting for Actual "Old...
This is an article about clients retirement age. If you're looking for information about why clients are retiring later, you've come to the right place.
Certified Hedge Fund Professional (CHP)
Certified Hedge Fund Professional (CHP)
Reach Out to Clients When Markets Decline
February's been quite the month in the markets and a lot of advisors have been taking the step of reaching out to their clients for education and reassurance.
5 Ways to Improve Your Website Marketing
Your website can be a valuable marketing tool. Here are some ways to achieve a better return on your marketing investment.
Certified Financial Planners (CFP®)
This article is part of a hub article about the types of financial advisors.
3 Easy Ways to Deepen Client Relationships
Use these three simple tasks to deepen relationships with HNW clients without taking up a lot of time.
Book of Business
Book of Business Glossary Term. Financial Services.
Trading Theory
Trading Theory Glossary Term. Financial Services.
Are TFPPs the Wave of the Future?
As advisory firms chase clients and work to increase scalability, technology platforms such as a Turnkey Financial Planning Programs (TFPPs) to expand their offerings.
Serving the High-Anxiety Client
Become a trusted advisor by helping clients manage anxiety and navigate turbulent market conditions.
March Article Roundup
It's been an interesting month for markets, what with the Ukrainian situation making investors nervous about their European holdings, and the Fed's tapering
More Job Boards
Susan M. Heathfield's post about job boards.
Making Hedge Funds And Investment Advisor Firms...
The Dodd-Frank Act promised sweeping financial reform and consumer protection. Dodd-Frank provides for greater enforcement and supervision of hedge funds and investment advisors. Under former state regulation, these firms seldom interacted with regulators. Dodd-Frank requires the employment of compliance professionals. The SEC plans on-site meetings or collection of information by mail to include items like 10 largest profitable/loss trades.
4 Common Errors You Might Be Making With Female...
Unconscious gender bias and mistakes in the way you treat women may be preventing you from forming important relationships with women clients.
How Small Business Wants to Help Employees Save...
This is an article about recent polls and surveys concerning the state of the United States's retirement crisis. If you're looking for information about retirement plans and the proposed SAVE Act, you've come to the right place.
Citibank's Economic Pulse Poll Shows Consumer...
This is an article about the most recent Economic Pulse poll published by Citibank in April 2011. If you're looking for information about consumer responses to economic conditions, and financial advisor responses to the information, you've come to the right place.
3 Ways to Protect Yourself During Securities...
Do you want to know how to protect financial advisor from getting sued or being sent to securities arbitration?
Blogging Your Way to Wealthy Clients
More and more affluent Americans are going online to research wealth managers and interact with financial professionals. Here are some tips on reaching and engaging HNW investors online.
Job Boards By Industry, Location and Niche
Job boards help candidates identify the market for employers. Job boards help candidates in a local market or within an industry niche.
MPT Portfolio Selection Markowitz 1952
Nobel Prize-winner Dr. Harry Markowitz's original paper, " Portfolio Selection ", was first published
3 Stupid Easy Ways to Find Prospects on LinkedIn
Leverage LinkedIn to network and fill your prospecting funnel.
Save Money On Taxes And Save Money On Electric...
This is an article about the energy efficiency tax credit. If you're looking for information about the energy efficiency tax credit, you've come to the right place.
Decoding the SEC Social Media Guidance Update
Staying on top of the changing regulatory landscape is critical to avoiding expensive audits and fines. The SEC recently updated its social media policies, clarifying which types of social media communications do not need to be filed with regulators.
The Dow Gold Ratio
This is an article about the Dow Gold Ratio. If you're looking for information about the gold-to-market or Dow Gold Ratio, you've come to the right place.
Debunking myths about quantitative easing
Are your clients confused about Federal Reserve Quantitative Easing? Here are some ways that you can reassure them and set their minds at ease.
Invest Now and Have More Fun Later
Financial advisors care for clients and may pay less attention to their own assets and investments. Take stock at year-end and plan for the future.
Technical Analysis
Technical Analysis Glossary Term
Asset Allocation
Asset Allocation Glossary Term. Financial Services.
Why Hispanic Investors Are the Next Big Thing
Hispanic investors are a growing demographic that successful financial services firms are making a priority to serve.
What Financial Advisors Need to Know About ACA...
If you're looking for more information on how Obamacare or ACA health exchanges will affect your clients, you're looking in the right place.
Keep In Touch With Current Clients and Get More...
This is a review of AdvisorTLC, a resource used by financial advisors to communicate with current and prospective clients.
3 Ways to Become a Financial Services Expert
Become a financial services expert by becoming a media darling, creating useful content, and establishing your credentials.
Investment Consultants
This article is about investment consultants. It is a part of a hub article about the types of financial advisors.
Maintaining the Benefits of a Will and Estate...
This is an article about helping your client properly name beneficiaries according to an estate plan or will. If you're looking for information about estate planning, you've come to the right place.

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