Financial Services: Most Popular Articles
This is an article about banks and financial institutions in financial services. If you're wondering about what kinds of banks operate and the types of financial services banks offer to customers, you've come to the right place.
This is the definition of the creation of a hybrid financial transaction known as debt-to-equity swap.
You have 18 months to pass all four sections, if you don’t pass FAR on the first try, you can use what you learned to pass the other three sections.
This is an article about how to deduct business mileage on your tax return. The article also discusses how to deduct medical miles for tax purposes. If you're looking for information about how to deduct business miles on your tax return, you've come to the right place. File a Schedule A along with the IRS 1040 tax return to claim business miles and medical miles deductions.
This is an article about CFA compensation. If you're looking for information about chartered financial analyst compensation, you've come to the right place.
This is an article about how to pass the CFA Level II Exam. The CFA Level II exam is part of a three-part exam series given by the CFA Institute to prospective CFA charter holders. If you're looking for information on how to pass the CFA Level II exam, you've come to the right place.
It's common to get caught up with the work involved in managing clients and forget to prospect. Here are a few ideas to get you started.
Job Boards help candidates identify the universe of available job openings. Use job boards to assess the competitive universe.
CEO compensation remains a debated topic in the United States as fewer people have health insurance. According to the U.S. Census in 2010, almost 51 million Americans don't have health insurance. CEO compensation, along with executive management compensation, angers citizens and confounds regulators.
This is an article about how to study for the CPA Exam. If you're looking for suggestions about how to choose study and review guides for the AICPA exam, you've come to the right place.
Successfully passing the Level I, II, or III CFA exams is a tough challenge. Here are five mistakes that you don't want to make as a CFA exam candidate.
This article describes the requirements of the Dodd Frank Act to hedge funds in 2011. If you're looking for information about how the Dodd Frank Act changes affect hedge funds, you've come to the right place.
This article provides information about the clearing and settlement process in the U.S. financial markets. If you're looking for information about how transactions are settled on Wall Street and in the financial markets, you've come to the right place.
Professional designations like the CFP® and the ChFC® may help differentiate you from your competition and show clients that you value professional education. Here are a few things you should know about each credential.
How financial professionals can improve email marketing campaigns online
This article is about how to pass the CPA exam by Professor Joe Hoyle. If you're looking for free information about how to pass the CPA exam, you've come to the right place.
This is an article about CPA exam questions, answered by Professor Joe Ben Hoyle of the University of Richmond. Professor Hoyle has been helping future CPAs prepare for the AICPA exam since 1980. If you're looking for information about CPA exam questions and how to pass the CPA exam, you've come to the right place.
Pros and Cons of Owning Assets Like Gold
Segmenting your book of clients is a great way to improve service, profitability and grow your bottom line.
Discover some last-minute exam strategies that can boost your score.
Use a risk assessment questionnaire to gauge a client's market knowledge and perspective.
This is an article about how to prepare for the Cfa Level I exam. If you're looking for information about the CFA Level I exam, you've come to the right place.
This is an article about inflation and interest rates. If you're looking for information about inflation and interest rates, you've come to the right place.
Fun client events are a great differentiator between you and the competition and can boost referrals.
This is an article about how to pass the CPA exam. If you're looking for information about the CPA exam, you've come to the right place.
This article discusses how to create a study plan to pass the AICPA CPA exam. If you're looking for information about how to prepare for, then pass, the CPA exam, you've come to the right place.
Understand how much the CFA designation can help your salary and career prospects.
This article reviews VisualCV.com. If you're looking for more information about VisualCV.com, you've come to the right place. Readers learn more about the site's usefulness for developing business, clients, employees or new jobs. Job seekers search VisualCV's database to identify new employers and jobs.
Women are becoming a growing niche market for financial professionals. In order to attract and retain women clients, financial advisers must understand their needs and position themselves to take advantage of this underserved market.
Certified Public Accountants own one of the most respected designations within the wealth management universe. CPAs rule the field of taxation. Investors realize the necessity of keeping as much of what they earn as possible. CPAs remain in demand as wealth management professionals. CPA specialization remains on the rise.
This is an article about dark liquidity pools, also known as dark pools. If you're looking for information about dark pools and dark liquidity, you've come to the right place.
Earning professional designations can help increase your earnings as a financial professional.
Certified Financial Planners work closely with their clients to define money objectives and goals. Using information supplied by the client, CFPs design plans to put clients on track regarding savings, investment, taxes, education, trusts, and retirement plans. CFPs then work with clients to implement the plan by selecting appropriate securities and/or financial products.
Determine whether your CFA or CFP exam expenses are tax deductible.
Chartered Financial Analysts possess the knowledge and training to analyze investments. Sell-side analysts work with investment banking and mediate conflicts-of-interest as part of their process. Buy-side analysts evaluate investments based upon their investment merit. Both sides of the street admire this credential and the value it represents to an employer organization.
This is an article about cold calling techniques and prospecting for new financial services clients. If you're looking for information about cold calling techniques, you've come to the right place.
Licensed International Financial Analyst (LIFA) designation is considered competitive with the Chartered Financial Analyst designation. The International Research Association awards the designation after passing three study level examinations. Lower pass rates, according to IRA, will maintain the value of the designation.
Chartered Financial Analyst (CFA) Jobs
This is an article about the AICPA CPA exam and questions on the exam. If you're looking for information about how to study for and pass the CPA exam, you've come to the right place.
This article is part of a series about how to pass the CPA exam by Chris Ferro CPA. If you're looking for information about how to pass the AICPA CPA exam, you've come to the right place.
This is an article about China's economy and the impact of the 2011 global debt crisis. China's economy shows signs of cooling as lenders tighten access to borrowed money. The migration of Chinese workers from the center of the country to the cities has driven the China housing market. Housing prices in China show signs of weakness.
Chartered Financial Consultant (ChFC®)
Many financial professionals don't make the most of the tax deductions available to them.
Financial Risk Manager (FRM®)
Mortgage loan practices of only a few years ago have changed to protect lenders and homeowners. Self-employed clients may seek financial advisor input about refinancing and using traditional or conventional mortgage products.
This article provides information about the clearing and settlement process in the U.S. financial markets. If you're looking for information about how transactions are settled on Wall Street and in the financial markets, you've come to the right place. This is an interview with Ronnie Eng, an analyst and rising CFA at a major U.S. financial institution. Page 2.
Learn about equity warrants as long-term options or financing vehicles.
Interest rate derivatives help clients to exchange cash flows with another customer. This is a sophisticated product with a lot of flexibility.
Each broker-dealer, asset manager, or proprietary trading firm has an individual persona. Goldman Sachs has been known as a leader in providing ahead-of-the-curve insight to institutions and affluent individuals, families and businesses for decades. This article provides an overview of Goldman Sachs and the firm's businesses.
Using options for hedging purposes concerns individual and institutional investors. Limits circumscribe the number of options contracts that an investor may own.
This is an article about how financial services firms are using mobile technology, apps, and proprietary platforms to attract new customers while maintaining an existing customer base. If you're looking for information about financial services firms and mobile technologies, you've come to the right place.
Cleveland, Ohio has suffered economic decline for almost 20 years. More CPAs are needed in Cleveland and Cuyahoga County, Ohio.
Are your clients confused about Federal Reserve Quantitative Easing? Here are some ways that you can reassure them and set their minds at ease.
Financial Planning Certifications and Designations for the Insurance Industry
As 401(k)s become more popular, financial advisers have a great opportunity to build their business through this growing market.
Financial Accounting Glossary Term
Learn the secrets that top producers use to build deeper client relationships and take their firms to the top.
Chartered Alternative Investment Analyst (CAIA)
Broker-Dealer Glossary Term. Financial Services.
Beta Coefficient. Financial Services.
Use these tips to help make this year a great one for your practice.
With more than one million Americans divorcing each year, becoming a Certified Divorce Financial Analyst can be a smart move for your business.
Portfolio Analysis definition. Financial Services.
This is an article about the history of individual gold ownership in the United States and Executive order 6102 signed by President Franklin D. Roosevelt in 1933.
Top Ten Employer Firms. Financial Services.
This is an article about certified financial planners and how they work. If you're looking for information about how to become a financial planner or how to build a financial planning practice, you've come to the right place.
This is an article about how financial services firms are allowing financial advisors to use social networks like LinkedIn, Twitter, Facebook, AdvisorTLC, and others. If you're looking for information about financial advisors and social networks, you've come to the right place.
Chartered Life Underwriter (CLU®)
Do you want to know how to protect financial advisor from getting sued or being sent to securities arbitration?
Book of Business Glossary Term. Financial Services.
The SEC recently changed some regulations governing private placement securities. Here's what you need to know.
This article is part of a hub article about the types of financial advisors.
Affluent clients are the lifeblood of a healthy financial practice. Here are some strategies to attract and retain these valuable clients.
Use these three simple tasks to deepen relationships with HNW clients without taking up a lot of time.
Attest Function Glossary Term. Financial Services.
Don't make the mistake of neglecting succession planning.
This is an article about selling securities of a closely-held company. If you're looking for information about selling securities in a closely-held company, you've come to the right place.
Find out important information about how the Facebook Pages recommendations can affect your firm.
Certified Employee Benefits Specialist
Certified Public Accountant Jobs
This is an article about how to avoid an IRS tax audit. If you're a small business owner or small proprietor, you've come to the right place for information about tax planning and tax audit.
Dow Jones Industrial Index Glossary Term
How to determine the best financial career certification and designation.
Preferred stock issuance provides companies with capital. A company's preferred stock may be owned by other corporations due to favorable tax treatment of these shares. Individuals may own preferred stocks because of price stability and higher than average dividend yields.
Financial Advisor Glossary Term. Financial Services.
This is an article about how to pass the CPA exam by Chris Ferro, CPA. If you're looking for information about how to pass this challenging exam, you've come to the right place.
The Uniform Securities Act provides regulation standards for securities at the state level in the Unites States.
Hiring additional staff can reduce your administrative burden but will add to your overhead. Here are some questions you can use to help determine when you actually need to hire new employees.
Here are some tips to help new financial advisors start achieving success in financial services.
This is an article about proposed fee-based compensation changes in the health insurance industry. If you're looking for information about healthcare insurance sales and producer compensation practices, you've come to the right place.
This article provides an overview of China's economic climate and investment markets. If you're looking for information about the current status of China's economy, keep reading!
The Dodd-Frank Act promised sweeping financial reform and consumer protection. Dodd-Frank provides for greater enforcement and supervision of hedge funds and investment advisors. Under former state regulation, these firms seldom interacted with regulators. Dodd-Frank requires the employment of compliance professionals. The SEC plans on-site meetings or collection of information by mail to include items like 10 largest profitable/loss trades.
This article is part of a series about how to pass the CPA exam. If you're looking for information about how to pass the CPA exam, you've come to the right place. Chris Ferro CPA informs readers about how to schedule, review, and prepare for the exam.
Stock Market Indicators. Financial Services.
Assist your client in reviewing the steps needed to arrange a 401k rollover to an IRA account.
This is an article about multifamily or family offices. It is part of a hub article about the types of financial advisors.
Tampa Bay, Florida continues to attract more residents. Whether building a business or in retirement, Tampa Bay needs financial advisors, wealth managers, CPAs and financial analysts.
This is an article about insider trading. If you're looking for information about the laws that define insiders of publicly traded companies' stock, you've come to the right place.
It can be hard to find time to participate in social media. Use these tricks to optimize your time and boost your impact.
The Securities Act of 1933 regulates securities in the United States at the federal level.
The Series 66 exam is required of financial professionals seeking to become investment advisors in the United States.
Trading Theory Glossary Term. Financial Services.
Certified Hedge Fund Professional (CHP)
Designations and Certifications. Financial Services.
Gold Glossary Term. Financial Services.
Designations and certifications help professionals gain the positive attention of the alternative investment industry. A variety of alternatives to the CFA credential exist, including the Licensed International Financial Analyst (LIFA), Chartered Alternative Investment Analyst (CAIA), Certified Hedge Fund Professional (CHP, and Financial Risk Manager (FRM).
Guide review of Resume Companion
Municipal bonds help higher tax bracket investors earn more money. The coupon interest paid on municipal bonds is tax free, usually at the federal and state level. Some bonds, such as New York City municipal bonds, are triple tax free. No city, state or federal taxes are owed when residents of New York buy these issues. Advisors can help clients avoid pitfalls by selecting high quality municipal bonds and bond funds.
This is an article about helping your client properly name beneficiaries according to an estate plan or will. If you're looking for information about estate planning, you've come to the right place.
This article describes ways to generate sales leads for financial advisors.
Miami, Florida's business outlook is positive for CPAs, financial advisors, financial analysts and wealth managers. Home to corporations, asset managers, hedge funds, private banks, and international financial institutions, Miami offers opportunity to financial professionals.
This is an article about how to pass the AICPA CPA exam. If you're looking for answers about how to take and pass the CPA exam, you've come to the right place. Professor Joe Hoyle answers student questions about the CPA exam.
Recap of gifting vehicles for advisors.
This is an article about recent polls and surveys concerning the state of the United States's retirement crisis. If you're looking for information about retirement plans and the proposed SAVE Act, you've come to the right place.
An increasing number of firms are moving away from traditional compensation structures and are prioritizing client satisfaction measures alongside production.
Become a trusted advisor by helping clients manage anxiety and navigate turbulent market conditions.
This is an article about how to survive a financial advisor layoff in financial services. Not all broker-dealers, banks, insurance companies, financial planning firms, and wealth management companies suit all financial advisors. Take the pause, if you're laid off, to identify a firm that matches your vision of how to build a financial services practice and book of business. Some of the most successful financial advisors build a practice more slowly than an employer wishes.
This is a review of AdvisorTLC, a resource used by financial advisors to communicate with current and prospective clients.
This is an article about the Qualified Property Residential Trust. If you're looking for information about the Qualified Property Residential Trust, trusts and estates, or tax planning concepts, you've come to the right place.
This is an article about the most recent Economic Pulse poll published by Citibank in April 2011. If you're looking for information about consumer responses to economic conditions, and financial advisor responses to the information, you've come to the right place.
Asset Allocation Glossary Term. Financial Services.
Many Americans aren't prepared for retirement. Here's some useful information to help you identify problematic trends among your clients.
Priceline.com is an example of a high volatility, high risk-to-reward stock.
Investment Theory Glossary Term. Financial Services.
Use public speaking to fill your prospecting funnel and get great leads.
Direct Stock Purchase Plan Glossary Term
Past clients can be great sources of referrals, feedback, and future business. If your relationship ended on a positive note, don't neglect this important audience.
Tax season presents many opportunities to market your services while helping clients with their tax-related challenges.
Research shows that your body language affects your self perception as well as others' perception of you. Change your mindset and improve self confidence by changing your body language.
Failing to adequately plan for your retirement as a financial advisor or wealth manager can create problems when it's time to exit the business or bring in a successor.
Financial services firms are increasingly turning to the hybrid RIA model to gain the flexibility and benefits of commission-based and fee-based services.
Webinars are a great way to engage with clients and prospects, establish expertise and promote your financial services.
FINRA Series 7 Glossary Term. Financial Services.
February's been quite the month in the markets and a lot of advisors have been taking the step of reaching out to their clients for education and reassurance.
Orlando, Florida needs accountants and tax advisors. Home to tourism, hospitality, and entertainment employers as well as research, aeronautics, and technology employers, the metropolitan area lost financial advisors during the 2008-2009 year.
The American Taxpayer Relief Act of 2012 significantly changed the estate planning and insurance planning field.
It's been an interesting month for markets, what with the Ukrainian situation making investors nervous about their European holdings, and the Fed's tapering
Technical Analysis Glossary Term
The CFA charter is a great way to differentiate yourself from your competition and expand your knowledge.
Leverage LinkedIn to network and fill your prospecting funnel.
Chartered Property Casualty Underwriter
Hispanic investors are a growing demographic that successful financial services firms are making a priority to serve.
This is an article about philanthropic planners and advisors. It is part of a hub article about the types of different financial advisors.
Keeping the right balance between serving existing clients and bringing in new ones can be tough and most advisers have experienced a stretch of time where no
As advisory firms chase clients and work to increase scalability, technology platforms such as a Turnkey Financial Planning Programs (TFPPs) to expand their offerings.
Financial advisors care for clients and may pay less attention to their own assets and investments. Take stock at year-end and plan for the future.
This is an article about how to be a competent tax return preparer. If you're looking for information about how to be considered a competent tax return preparer, you've come to the right place.
Annuities are complex financial instruments that clients may find confusing. Help educate them about their options with these helpful tips.
This article is about investment consultants. It is a part of a hub article about the types of financial advisors.